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Senior Compliance Officer Asset Management

Zurich / by arrangement
kessler.vogler is an owner-run company specialising in consultation, selection and recruitment of experts and executives for banks and financial service providers for permanent and temporary positions.

Do you want to develop yourself further, and are therefore looking for a new professional challenge at a bank or financial service provider?

Then come to us: Our extensive experience and excellent network means that we can provide you with professional and efficient support. kessler.vogler is happy to advise you individually with career planning, and will help you search for a solution that is the perfect match for you and your personal goals. We do this regardless of whether you are looking for a temporary or permanent position.

Currently we are recruiting for various clients, well-known investment management firms, a detail-oriented, experienced, self-driven personality for its role as Senior Compliance Officer Asset Management.

  • Providing regulatory compliance advice as well as support to the institutional asset management on a broad range
  • Development of internal policies as well as procedures to ensure that the business is operating constantly within the laws
  • Monitoring and analysis of relevant regulatory developments in the area of ​​collective investment schemes / institutional asset management in Switzerland (eg Fidleg) and Europe (eg MiFIDII), as well as preparation of adequate implementation concepts
  • Providing Compliance trainings to employees
  • Review of promotional material as well as cross border distribution assessments with regard to collective  nvestment schemes and structured products

  • Legal educational background
  • 3-5 years of professional experience as Compliance Officer within Asset Management
  • Profound knowledge about Swiss (CISA) and European (UCITS, AIFMD) fund regulations as well as further know-how of banking regulations such as FIDLEG/FINIG, MiFID, FATCA, AIA)
  • Cross border distribution know-how (UCITS, AIF and structured products)
  • Flexible and dynamic personality

Interested? We look forward to receiving your complete application documents. We are happy to check them and get back to you. Absolute discretion is a matter of course for us.

Kind regards

Your team kessler.vogler

Schifflände 22 – 8001 Zurich

Tel. +41 43 305 00 30



Languages: German as mother tongue, fluency in English
Job location: Zurich
Start Date: by arrangement
Job Type: Permanent job
Job no.: 11
Your contact:
Leonie Burch
T 043 305 00 27
burch@kesslervogler.ch E-Mail
Leonie Burch
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