We are seeking a Compliance Officer to support a targeted Know Your Customer (KYC) remediation initiative within a Private Banking project, a strategic program aimed at improving the overall quality and sustainability of KYC documentation and processes.
The role focuses on conducting structured reviews of existing client relationships, documenting findings, and coordinating remediation actions with front-office staff to ensure regulatory compliance and high KYC standards.
Key Responsibilities- Conduct targeted reviews and remediation of KYC documentation for existing Private Banking client relationships within the defined project scope
- Perform detailed KYC quality assessments of selected individual client relationships
- Document review findings in a structured and transparent manner according to internal standards
- Initiate and coordinate remediation actions with relationship managers and sales teams to address identified deficiencies
- Contribute to the identification of lessons learned and improvement measures to strengthen the sustainability of KYC quality
- Support project management and quality assurance activities within the remediation initiative
- Ensure adherence to internal compliance policies, regulatory requirements, and project guidelines
- Bachelor’s or Master’s degree in Law, Business Administration, Finance, Economics, or a related field
- Experience in Compliance, KYC/AML, or Client Due Diligence, preferably within Swiss Private Banking or Wealth Management
- Ability to conduct structured reviews of client documentation and risk profiles
- Strong analytical skills and attention to detail in regulatory documentation
- Ability to collaborate with front-office staff and internal stakeholders
- Ability to operate with the same technological access and system capabilities as internal employees (on-site and ideally remote)
- Internal work instructions and training will be provided
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